Most ebook files are in PDF format, so you can easily read them using various software such as Foxit Reader or directly on the Google Chrome browser.
Some ebook files are released by publishers in other formats such as .awz, .mobi, .epub, .fb2, etc. You may need to install specific software to read these formats on mobile/PC, such as Calibre.
Please read the tutorial at this link: https://ebookbell.com/faq
We offer FREE conversion to the popular formats you request; however, this may take some time. Therefore, right after payment, please email us, and we will try to provide the service as quickly as possible.
For some exceptional file formats or broken links (if any), please refrain from opening any disputes. Instead, email us first, and we will try to assist within a maximum of 6 hours.
EbookBell Team
4.4
12 reviewsThis book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act.
Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers.Content:
Chapter 1 Introduction to the Dodd–Frank Act (pages 1–5):
Chapter 2 History and Background (pages 6–14):
Chapter 3 Key Titles and Sections (pages 15–83):
Chapter 4 Institutions Impacted (pages 84–92):
Chapter 5 Dodd–Frank Act Rulemaking (pages 93–103):
Chapter 6 Role of New and Existing Agencies (pages 104–116):
Chapter 7 Global Impact and Implications (pages 117–127):
Chapter 8 Advice for Specific Professions (pages 128–138):
Chapter 9 Relationship with SOX and the Basel Accords (pages 139–143):
Chapter 1 About SOX Institute and the GRC Group (page 181):
