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Essential Strategies For Financial Services Compliance 1st Edition Annie Mills

  • SKU: BELL-4969616
Essential Strategies For Financial Services Compliance 1st Edition Annie Mills
$ 31.00 $ 45.00 (-31%)

5.0

18 reviews

Essential Strategies For Financial Services Compliance 1st Edition Annie Mills instant download after payment.

Publisher: Wiley
File Extension: PDF
File size: 1.16 MB
Pages: 374
Author: Annie Mills
ISBN: 9780470519042, 0470519045
Language: English
Year: 2008
Edition: 1

Product desciption

Essential Strategies For Financial Services Compliance 1st Edition Annie Mills by Annie Mills 9780470519042, 0470519045 instant download after payment.

Compliance officers perform a vital, yet unpopular role in thebusiness world as they advise on complying with myriad rules andregulations. What is good for compliance is sometimes seen as beingbad for business, making a compliance officer's role a difficultone. Essential Strategies for Financial Services Complianceoffers practical guidance on how to apply a regulatory requirementto day to day situations. It also shows how to communicate thecompliance department?s activities to the rest of the firm, how therole fits within the organization as a whole, what the scope andlimitation of their responsibilities are, what to do when things gowrong, and how to deal with unusual problems.

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